Filing Details
- Accession Number:
- 0001225208-18-016035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-30 19:42:31
- Reporting Period:
- 2018-11-29
- Accepted Time:
- 2018-11-30 19:42:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1593860 | M. Douglas Williams | 5615 High Point Drive Irving TX 75038 | President, Markets And Product | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-29 | 15,560 | $21.63 | 144,771 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-29 | 9,260 | $22.54 | 154,031 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-29 | 24,820 | $35.13 | 129,211 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-30 | 16,171 | $16.77 | 145,382 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-30 | 2,567 | $21.63 | 147,949 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-30 | 18,738 | $35.59 | 129,211 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-11-29 | 15,560 | $0.00 | 15,560 | $21.63 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-11-29 | 9,260 | $0.00 | 9,260 | $22.54 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-11-30 | 16,171 | $0.00 | 16,171 | $16.77 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-11-30 | 2,567 | $0.00 | 2,567 | $21.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,567 | 2021-11-11 | No | 4 | M | Direct | |
| 0 | 2020-12-08 | No | 4 | M | Direct | |
| 85,618 | 2022-03-03 | No | 4 | M | Direct | |
| 0 | 2021-11-11 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.51, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.20 to $36.09, inclusive.
- One-half of the option vested in three equal installments on November 12, 2015, 2016 and 2017. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions.
- The option vested in four equal installments on December 9, 2014, 2015, 2016 and 2017.
- One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018.
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