Filing Details
- Accession Number:
- 0001225208-18-016031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-30 19:42:13
- Reporting Period:
- 2018-11-28
- Accepted Time:
- 2018-11-30 19:42:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1573452 | Semone Neuman | 5615 High Point Drive Irving TX 75038 | Evp, Coordination Of Benefits | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-28 | 50,607 | $16.77 | 150,669 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-28 | 12,936 | $19.04 | 163,605 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-28 | 2,553 | $21.36 | 166,158 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-28 | 30,352 | $34.48 | 135,806 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-28 | 35,744 | $33.93 | 100,062 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-29 | 21,192 | $16.64 | 121,254 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-29 | 287 | $16.77 | 121,541 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-29 | 21,479 | $35.07 | 100,062 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-11-28 | 50,607 | $0.00 | 50,607 | $16.77 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-11-28 | 12,936 | $0.00 | 12,936 | $19.04 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-11-28 | 2,553 | $0.00 | 2,553 | $21.36 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-11-29 | 287 | $0.00 | 287 | $16.77 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-11-29 | 21,192 | $0.00 | 21,192 | $16.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 287 | 2022-03-03 | No | 4 | M | Direct | |
| 64,684 | 2027-06-09 | No | 4 | M | Direct | |
| 0 | 2020-11-14 | No | 4 | M | Direct | |
| 0 | 2022-03-03 | No | 4 | M | Direct | |
| 0 | 2022-05-13 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.27 to $34.72, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.27. to $34.26, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.71 to $35.31, inclusive.
- One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018.
- One-half of the option vests in 3 equal installments on the March 3, 2018, March 3, 2019 and and March 3, 2020. The other one-half of the option vests as follows: two-thirds vests on March 3, 2019 and one-third vests on March 3, 2020.
- One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions.
- One-half of the option vested in three equal installments on May 13, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on May 13, 2017 and one-third vested on May 13, 2018.
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