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Filing Details

Accession Number:: 0001144204-18-062616
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-30 16:30:52
Reporting Period:: 2018-11-28

Accepted Time:: 2018-11-30 16:30:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1652362	Infrastructure & Energy Alternatives Inc.	IEA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1202993	Y Mohsin Meghji	130 West 42Nd Street, 17Th Floor New York NY 10036		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-11-28	8,000	$8.50	8,000	No	4	P	Direct
Common Stock	Disposition	2018-11-29	8,545	$8.71	16,545	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase 1/2 shares of Common Stock	Acquisiton	2018-11-28	13,601	$0.79	6,800	$5.75
Common Stock	Warrants to purchase 1/2 shares of Common Stock	Acquisiton	2018-11-29	3,750	$0.90	1,875	$5.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,367,404	2018-04-26	2023-03-26	No	4	P	Direct
1,371,154	2018-04-26	2023-03-26	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,400,492	Indirect	By M III Sponsor I LLC

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrants to purchase 1/2 shares of Common Stock	$5.75	2018-04-26	2023-03-26	95,000	190,000	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-03-26	95,000	190,000	Indirect

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $8.59, inclusive. The reporting person undertakes to provide to Infrastructure and Energy Alternatives, Inc. (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares or warrants, as applicable, sold at each separate price within the ranges set forth in footnotes (1), (2), (4) and (5) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.72, inclusive
Mohsin Y. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji has sole voting and dispositive control over securities held by M III Sponsor I LLC and therefore may be deemed to share beneficial ownership of the securities held by M III Sponsor I LLC. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.
The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7750 to $0.8500, inclusive.
The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7800 to $0.9200, inclusive.