Filing Details
- Accession Number:
- 0001209191-18-060343
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-30 14:20:09
- Reporting Period:
- 2018-11-30
- Accepted Time:
- 2018-11-30 14:20:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1609065 | Pathfinder Bancorp Inc. | PBHC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1214095 | W Thomas Schneider | 214 West First Street Oswego NY 13126 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-30 | 4,000 | $14.75 | 21,073 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,797 | Indirect | By ESOP |
| Common Stock | 23,262 | Indirect | By 401(K) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $11.35 | 2017-05-06 | 2026-05-06 | 26,361 | 26,361 | Direct |
| Common Stock | Stock Options | $5.46 | 2012-06-23 | 2021-06-23 | 2,091 | 2,091 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-05-06 | 26,361 | 26,361 | Direct |
| 2021-06-23 | 2,091 | 2,091 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $14.75 to $14.79. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
