Filing Details
- Accession Number:
- 0001225208-18-015965
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-29 21:22:07
- Reporting Period:
- 2018-11-27
- Accepted Time:
- 2018-11-29 21:22:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350593 | Mueller Water Products Inc. | MWA | Miscellaneous Fabricated Metal Products (3490) | 203547095 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1720953 | Hassan Ali | 1200 Abernathy Road Suite 1200 Atlanta GA 30328 | Svp, Engineering And It | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Stock Unit | Acquisiton | 2018-11-27 | 7,692 | $10.53 | 14,057 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2018-11-28 | 30,737 | $4.97 | 93,924 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-11-28 | 16,000 | $3.52 | 109,924 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-11-28 | 630 | $10.58 | 109,294 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-11-28 | 46,737 | $10.54 | 62,557 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-28 | 30,737 | $0.00 | 30,737 | $4.97 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-28 | 16,000 | $0.00 | 16,000 | $3.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-10-27 | No | 4 | M | Direct | |
0 | 2020-11-30 | No | 4 | M | Direct |
Footnotes
- Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.
- Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
- The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $10.38 to $10.64, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The stock options vested in three (3) equal, annual installments on the anniversary of the grant date.