Filing Details

Accession Number:
0001225208-18-015965
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-29 21:22:07
Reporting Period:
2018-11-27
Accepted Time:
2018-11-29 21:22:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350593 Mueller Water Products Inc. MWA Miscellaneous Fabricated Metal Products (3490) 203547095
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1720953 Hassan Ali 1200 Abernathy Road
Suite 1200
Atlanta GA 30328
Svp, Engineering And It No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock Unit Acquisiton 2018-11-27 7,692 $10.53 14,057 No 4 A Direct
Common Stock Acquisiton 2018-11-28 30,737 $4.97 93,924 No 4 M Direct
Common Stock Acquisiton 2018-11-28 16,000 $3.52 109,924 No 4 M Direct
Common Stock Disposition 2018-11-28 630 $10.58 109,294 No 4 F Direct
Common Stock Disposition 2018-11-28 46,737 $10.54 62,557 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-11-28 30,737 $0.00 30,737 $4.97
Common Stock Stock Option (Right to Buy) Disposition 2018-11-28 16,000 $0.00 16,000 $3.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-10-27 No 4 M Direct
0 2020-11-30 No 4 M Direct
Footnotes
  1. Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.
  2. Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
  3. The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $10.38 to $10.64, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The stock options vested in three (3) equal, annual installments on the anniversary of the grant date.