Filing Details

Accession Number:
0000899243-18-029837
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-29 21:00:35
Reporting Period:
2018-11-27
Accepted Time:
2018-11-29 21:00:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
59440 Vector Group Ltd VGR Cigarettes (2111) 650949535
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898860 Al Et Md Phillip Frost 4400 Biscayne Boulevard
Suite 1500
Miami FL 33137
No No Yes No
1380896 Trust Investments Gamma Frost 4400 Biscayne Boulevard
Suite 1500
Miami FL 33137
No No Yes No
1464124 Trust Investments Nevada Frost 4400 Biscayne Boulevard
Suite 1500
Miami FL 33137
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-27 357,000 $13.24 4,562,510 No 4 S Indirect By Frost Nevada Investments Trust
Common Stock Disposition 2018-11-28 308,000 $12.75 4,254,510 No 4 S Indirect By Frost Nevada Investments Trust
Common Stock Disposition 2018-11-29 100,000 $12.91 4,154,510 No 4 S Indirect By Frost Nevada Investments Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Frost Nevada Investments Trust
No 4 S Indirect By Frost Nevada Investments Trust
No 4 S Indirect By Frost Nevada Investments Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,992,142 Indirect By Frost Gamma Investments Trust
Common Stock 16,284 Indirect By Patricia Frost
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.05 to $13.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.45 to $13.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.80 to $13.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P.
  5. These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  6. These securities are held by Patricia Frost, Dr. Frost's spouse. Pursuant to Rule 16a-1(a)(4), the Reporting Person disclaims beneficial ownership of these shares.