Filing Details
- Accession Number:
- 0001209191-18-060310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-29 19:36:15
- Reporting Period:
- 2018-11-27
- Accepted Time:
- 2018-11-29 19:36:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326110 | Nantkwest Inc. | NK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033742 | Steve Gorlin | C/O Nantkwest, Inc. 3530 John Hopkins Court San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-11-27 | 100,000 | $1.75 | 189,508 | No | 4 | S | Indirect | By spouse |
Common Stock | Disposition | 2018-11-28 | 17,140 | $1.76 | 172,368 | No | 4 | S | Indirect | By spouse |
Common Stock | Disposition | 2018-11-29 | 34,019 | $1.70 | 138,349 | No | 4 | S | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By spouse |
No | 4 | S | Indirect | By spouse |
No | 4 | S | Indirect | By spouse |
Footnotes
- Represents the weighted average share price of an aggregate total of 100,000 shares sold in the price range of $1.75 to $1.7768 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 17,140 shares sold in the price range of $1.75 to $1.78 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 34,019 shares sold in the price range of $1.659 to $1.705 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.