Filing Details
- Accession Number:
- 0001082038-18-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-29 17:35:53
- Reporting Period:
- 2018-11-27
- Accepted Time:
- 2018-11-29 17:35:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1082038 | Durect Corp | DRRX | Pharmaceutical Preparations (2834) | 943297098 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1134620 | E James Brown | 10260 Bubb Road Cupertino CA 95014 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-27 | 700 | $0.83 | 70,700 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Common Stock | Acquisiton | 2018-11-27 | 100 | $0.81 | 70,800 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Common Stock | Acquisiton | 2018-11-27 | 300 | $0.81 | 71,100 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Common Stock | Acquisiton | 2018-11-27 | 200 | $0.81 | 71,300 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Common Stock | Acquisiton | 2018-11-27 | 6,100 | $0.81 | 77,400 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Common Stock | Acquisiton | 2018-11-27 | 400 | $0.81 | 77,800 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Common Stock | Acquisiton | 2018-11-27 | 900 | $0.81 | 78,700 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Common Stock | Acquisiton | 2018-11-27 | 200 | $0.81 | 78,900 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Common Stock | Acquisiton | 2018-11-27 | 400 | $0.81 | 79,300 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Common Stock | Acquisiton | 2018-11-27 | 200 | $0.82 | 79,500 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Common Stock | Acquisiton | 2018-11-27 | 500 | $0.82 | 80,000 | No | 4 | P | Indirect | by Brown 2006 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | by Brown 2006 Trust |
| No | 4 | P | Indirect | by Brown 2006 Trust |
| No | 4 | P | Indirect | by Brown 2006 Trust |
| No | 4 | P | Indirect | by Brown 2006 Trust |
| No | 4 | P | Indirect | by Brown 2006 Trust |
| No | 4 | P | Indirect | by Brown 2006 Trust |
| No | 4 | P | Indirect | by Brown 2006 Trust |
| No | 4 | P | Indirect | by Brown 2006 Trust |
| No | 4 | P | Indirect | by Brown 2006 Trust |
| No | 4 | P | Indirect | by Brown 2006 Trust |
| No | 4 | P | Indirect | by Brown 2006 Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,764,530 | Direct | |
| Common Stock | 560,000 | Indirect | by Trust |
Footnotes
- The Brown Family Trust DTD 5/10/2006.
- Held by James and Karen Brown 1998 Trust U/A DTD 4/1/98.
Billionaire Hedge Funds
