Filing Details

Accession Number:
0001638599-18-001296
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-29 17:25:05
Reporting Period:
2018-11-27
Accepted Time:
2018-11-29 17:25:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1635282 Rimini Street Inc. RMNI Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1717514 Kevin Maddock C/O 3993 Howard Hughes Parkway
Suite 500
Las Vegas NV 89169
Svp, Global Sales - Recurring No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-27 32,500 $0.87 32,600 No 4 M Direct
Common Stock Disposition 2018-11-27 32,500 $5.23 100 No 4 S Direct
Common Stock Acquisiton 2018-11-28 18,267 $0.87 18,367 No 4 M Direct
Common Stock Disposition 2018-11-28 18,267 $5.11 100 No 4 S Direct
Common Stock Acquisiton 2018-11-28 52,633 $0.87 52,733 No 4 M Direct
Common Stock Acquisiton 2018-11-29 22,519 $0.87 75,252 No 4 M Direct
Common Stock Disposition 2018-11-29 22,519 $5.08 52,733 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) - NQ Disposition 2018-11-27 17,940 $0.00 17,940 $0.87
Common Stock Employee Stock Option (Right to Buy) - NQ Disposition 2018-11-28 17,500 $0.00 17,500 $0.87
Common Stock Employee Stock Option (Right to Buy) - ISO Disposition 2018-11-28 52,633 $0.00 52,633 $0.87
Common Stock Employee Stock Option (Right to Buy) - NQ Disposition 2018-11-29 18,185 $0.00 18,185 $0.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,178 2018-12-31 No 4 M Direct
32,678 2018-12-31 No 4 M Direct
0 2018-12-31 No 4 M Direct
14,493 2018-12-31 No 4 M Direct
Footnotes
  1. The shares subject to the option are fully-vested and exercisable.
  2. The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.12 to $5.30, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.25, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.17, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.