Filing Details
- Accession Number:
- 0001275158-18-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-29 16:54:35
- Reporting Period:
- 2018-11-29
- Accepted Time:
- 2018-11-29 16:54:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1275158 | Noodles & Co | NDLS | Retail-Eating Places (5812) | 841303469 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544498 | Michael James Chu | 599 West Putnam Avenue Greenwich CT 06830 | No | No | Yes | No | |
| 1545446 | Arnold Scott Dahnke | 599 West Putnam Avenue Greenwich CT 06830 | Yes | No | Yes | No | |
| 1555549 | Cp6 Management, L.l.c. | 599 West Putnam Avenue Greenwich CT 06830 | No | No | Yes | No | |
| 1580004 | Catterton-Noodles, Llc | 599 West Putnam Avenue Suite 200 Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2018-11-29 | 1,858,387 | $8.90 | 8,173,858 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The securities reported on this Form 4 are held of record by Catterton-Noodles, LLC ("Catterton Noodles"). CP6 Management, L.L.C. ("CP^") is the manager of Catterton Noodles. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6.
- Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles, LLC: 10% Owner; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner and Director; Chu, James Michael: 10% Owner.
Billionaire Hedge Funds
