Filing Details
- Accession Number:
- 0001127602-18-034738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-29 15:13:38
- Reporting Period:
- 2018-11-27
- Accepted Time:
- 2018-11-29 15:13:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314179 | Parker Thomas Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-11-27 | 3 | $64.99 | 444 | No | 4 | P | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | Acquisiton | 2018-11-27 | 3 | $64.99 | 444 | No | 4 | P | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | Acquisiton | 2018-11-27 | 2 | $64.99 | 374 | No | 4 | P | Indirect | Proportionate interest in Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-11-28 | 2 | $64.52 | 446 | No | 4 | P | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | Acquisiton | 2018-11-28 | 2 | $64.52 | 446 | No | 4 | P | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | Acquisiton | 2018-11-28 | 1 | $64.52 | 375 | No | 4 | P | Indirect | Proportionate interest in Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-11-28 | 1 | $64.98 | 447 | No | 4 | P | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | Acquisiton | 2018-11-28 | 1 | $64.98 | 447 | No | 4 | P | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | Acquisiton | 2018-11-28 | 1 | $64.98 | 376 | No | 4 | P | Indirect | Proportionate interest in Rankin Associates VI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| No | 4 | P | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| No | 4 | P | Indirect | Proportionate interest in Rankin Associates VI |
| No | 4 | P | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| No | 4 | P | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| No | 4 | P | Indirect | Proportionate interest in Rankin Associates VI |
| No | 4 | P | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| No | 4 | P | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| No | 4 | P | Indirect | Proportionate interest in Rankin Associates VI |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 569 | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares |
| Class A Common Stock | 761 | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares |
| Class A Common Stock | 8,492 | Indirect | By Trust |
| Class A Common Stock | 80 | Indirect | proportionate interest in shares held by Rankin Associates V |
| Class A Common Stock | 16,134 | Indirect | Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 569 | 569 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 761 | 761 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 8,322 | 8,322 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 16,134 | 16,134 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 569 | 569 | Indirect | |
| 761 | 761 | Indirect | |
| 8,322 | 8,322 | Indirect | |
| 16,134 | 16,134 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan
- 2018-Nov-28 -Block 1 Weighted Average- Share Price represents average price between $63.82 and $64.73.
- 2018-Nov-28 -Block 2 Weighted Average- Share Price represents average price between $64.88 and $64.99.
- N/A
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