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Home > Insider Trading > Filing (0001567619-18-007093)

Filing Details

Accession Number:: 0001567619-18-007093
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-29 12:23:29
Reporting Period:: 2018-11-29

Accepted Time:: 2018-11-29 12:23:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1733907	M. Robert Lavan	5201 Interchange Way Louisville KY 40229	Svp, Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-11-29	3,500	$29.86	3,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options (2018)	$21.49		2028-03-13	26,000	26,000	Direct
Common Stock	Options (2018)	$21.21		2028-03-07	9,000	9,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-03-13	26,000	26,000	Direct
2028-03-07	9,000	9,000	Direct

Footnotes

Granted pursuant to the issuer's 2015 Equity Incentive Plan.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
The options vest and become exercisable as to 34% of the underlying shares on March 13, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.