Home > Insider Trading > Filing (0001127602-18-034650)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
823094	Sothebys	BID	Services-Business Services, Nec (7389)	382478409

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1601765	Smith, Jr. Thomas S.	1334 York Ave New York NY 10021	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-11-28	15,250	$0.00	119,725	No	5	G	Direct
Common Stock	Acquisiton	2018-11-28	15,250	$40.96	134,975	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	11,130	Indirect	By wife as UTMA custodian for son
Common Stock	5,610	Indirect	By wife as UTMA custodian for daughter

Footnotes

The Reporting Person made a charitable gift of 15,250 shares of Sotheby's common stock, and then purchased the same number of shares in the open market on the same day so as to retain his prior overall level of investment in the Company.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $40.73 to $41.11, inclusive. If requested, the Reporting Person will supply the SEC, the Issuer or a security holder of the Issuer full details regarding the number of shares bought at each price.