Filing Details
- Accession Number:
- 0001615774-18-013413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-29 09:39:23
- Reporting Period:
- 2018-11-28
- Accepted Time:
- 2018-11-29 09:39:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534154 | Ipsidy Inc. | IDTY | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1562101 | D Philip Beck | C/O Ipsidy Inc., 780 Long Beach Blvd. Long Beach, NY 11561 | Ceo, Pres. And Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Acquisiton | 2018-11-29 | 500,000 | $0.11 | 16,500,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Stock Options | $0.10 | 2017-01-31 | 2027-01-31 | 15,000,000 | 15,000,000 | Direct |
Common Stock, $0.0001 Par Value Per Share | Stock Options | $0.05 | 2016-08-10 | 2026-08-10 | 20,000,000 | 20,000,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-01-31 | 15,000,000 | 15,000,000 | Direct |
2026-08-10 | 20,000,000 | 20,000,000 | Indirect |
Footnotes
- Mr. Beck purchased 500,000 shares of common stock through his IRA account.
- Includes 15,000,000 shares of common stock acquired by Mr. Beck in accordance with a restricted stock purchase agreement, which shares vest upon Mr. Beck achieving certain milestones.
- The Stock Options vest with respect to (i) one-third of the shares of common stock upon January 31, 2017 and (ii) in 24 equal monthly tranches commencing on the January 31, 2017.
- Represents a stock option to acquire 20,000,000 shares of common stock at $0.05 per share held by Parity Labs LLC, a private consulting firm which is principally owned by Mr. Beck.