Filing Details
- Accession Number:
- 0001575606-18-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-28 15:36:03
- Reporting Period:
- 2018-11-26
- Accepted Time:
- 2018-11-28 15:36:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575606 | B. Richard Seidel | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-26 | 6,000 | $12.00 | 41,905 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-26 | 6,000 | $25.21 | 35,905 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-11-26 | 6,000 | $0.00 | 6,000 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-06-18 | 2018-12-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Indirect | By spouse |
| Common Stock | 35,905 | Direct |
Footnotes
- The Reporting Person disclaims beneficial ownership of these securities except to the extent of any of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- This price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $25.20 to $25.325 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Billionaire Hedge Funds
