Filing Details
- Accession Number:
- 0001209191-18-060093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-28 10:17:56
- Reporting Period:
- 2018-11-27
- Accepted Time:
- 2018-11-28 10:17:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1469367 | Sunrun Inc. | RUN | Hearing Equip, Except Elec & Warm Air; & Plumbing Fixtures (3430) | 262841711 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567929 | Steven Vassallo | 550 High Street, 3Rd Floor Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-11-27 | 550,345 | $0.00 | 591,123 | No | 4 | J | Indirect | By Foundation Capital VI, L.P. |
Common Stock | Acquisiton | 2018-11-27 | 141,714 | $0.00 | 141,714 | No | 4 | J | Indirect | By Foundation Capital Management Co. VI, L.L.C. |
Common Stock | Disposition | 2018-11-27 | 141,714 | $0.00 | 0 | No | 4 | J | Indirect | By Foundation Capital Management Co. VI, L.L.C. |
Common Stock | Acquisiton | 2018-11-27 | 19,906 | $0.00 | 274,912 | No | 4 | J | Indirect | Vassallo Family Revocable Trust dated 7/15/02 |
Common Stock | Disposition | 2018-11-27 | 50,000 | $14.00 | 224,912 | No | 4 | S | Indirect | Vassallo Family Revocable Trust dated 7/15/02 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Foundation Capital VI, L.P. |
No | 4 | J | Indirect | By Foundation Capital Management Co. VI, L.L.C. |
No | 4 | J | Indirect | By Foundation Capital Management Co. VI, L.L.C. |
No | 4 | J | Indirect | Vassallo Family Revocable Trust dated 7/15/02 |
No | 4 | S | Indirect | Vassallo Family Revocable Trust dated 7/15/02 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,703 | Direct |
Footnotes
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on November 27, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI").
- FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
- Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above.
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on November 27, 2018 without consideration to its members.
- The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.
- Price reflected is the sale price for all shares sold.