Filing Details

Accession Number:
0001209191-18-060093
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-28 10:17:56
Reporting Period:
2018-11-27
Accepted Time:
2018-11-28 10:17:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1469367 Sunrun Inc. RUN Hearing Equip, Except Elec & Warm Air; & Plumbing Fixtures (3430) 262841711
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567929 Steven Vassallo 550 High Street, 3Rd Floor
Palo Alto CA 94301
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-27 550,345 $0.00 591,123 No 4 J Indirect By Foundation Capital VI, L.P.
Common Stock Acquisiton 2018-11-27 141,714 $0.00 141,714 No 4 J Indirect By Foundation Capital Management Co. VI, L.L.C.
Common Stock Disposition 2018-11-27 141,714 $0.00 0 No 4 J Indirect By Foundation Capital Management Co. VI, L.L.C.
Common Stock Acquisiton 2018-11-27 19,906 $0.00 274,912 No 4 J Indirect Vassallo Family Revocable Trust dated 7/15/02
Common Stock Disposition 2018-11-27 50,000 $14.00 224,912 No 4 S Indirect Vassallo Family Revocable Trust dated 7/15/02
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Foundation Capital VI, L.P.
No 4 J Indirect By Foundation Capital Management Co. VI, L.L.C.
No 4 J Indirect By Foundation Capital Management Co. VI, L.L.C.
No 4 J Indirect Vassallo Family Revocable Trust dated 7/15/02
No 4 S Indirect Vassallo Family Revocable Trust dated 7/15/02
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,703 Direct
Footnotes
  1. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on November 27, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI").
  2. FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
  3. Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above.
  4. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on November 27, 2018 without consideration to its members.
  5. The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.
  6. Price reflected is the sale price for all shares sold.