Filing Details
- Accession Number:
- 0001127602-18-034515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-27 17:52:12
- Reporting Period:
- 2018-11-23
- Accepted Time:
- 2018-11-27 17:52:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1010261 | Jr H Rupert Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Vice Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Disposition | 2018-11-23 | 323,000 | $32.42 | 103,653,045 | No | 4 | S | Direct | |
Common Stock, Par Value $.10 | Disposition | 2018-11-23 | 193,000 | $32.42 | 563,735 | No | 4 | S | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 | 24,554 | Indirect | By 401(k) |
Common Stock, Par Value $.10 | 10,116 | Indirect | By Spouse |
Footnotes
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 12, 2018.
- On December 5, 2017, pursuant to a required minimum distribution from the Franklin Templeton 401(k) Retirement Plan, the Reporting Person's plan balance was reduced by 925.9910 shares on such date per such required withdrawal.
- Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.