Filing Details
- Accession Number:
- 0001225208-11-007406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-25 16:39:24
- Reporting Period:
- 2011-02-23
- Filing Date:
- 2011-02-25
- Accepted Time:
- 2011-02-25 16:39:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001288 | Lexmark International Inc | LXK | Computer & Office Equipment (3570) | 061308215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186611 | J Paul Curlander | One Lexmark Centre Drive 740 West New Circle Road Lexington KY 40550 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-02-23 | 195,000 | $0.00 | 481,540 | No | 4 | A | Direct | |
Class A Common Stock | Disposition | 2011-02-24 | 3,135 | $37.01 | 478,405 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2011-02-24 | 24,700 | $37.00 | 453,705 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2011-02-24 | 38,465 | $37.07 | 415,240 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 629 | Indirect | By 401(k) |
Footnotes
- Represents an award to the Reporting Person of an equal number of performance-based restricted stock units (PRSUs) granted pursuant to the Issuer's stock incentive plan, as approved by the Compensation and Pension Committee of the Board of Directors on February 23, 2011. On February 23, 2010, the Reporting Person was granted an opportunity to earn up to 195,000 PRSUs, subject to the achievement of the performance measure during the 2010 performance period. The Compensation and Pension Committee reviewed and certified the business results for the PRSUs on February 23, 2011 and determined that maximum performance had been attained for the performance period. The earned PRSUs will become vested and settled as follows: 66,300 on February 24, 2011, and 128,700 on April 29, 2011.
- Represents shares sold in payment of tax liability, fees and commissions in connection with the vesting and settlement of 66,300 PRSUs on February 24, 2011.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.01 to $37.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 128,700 of these securities are PRSUs earned on February 23, 2011, which will vest and settle on April 29, 2011.