Filing Details
- Accession Number:
- 0001181431-11-013130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-25 16:34:33
- Reporting Period:
- 2011-02-24
- Filing Date:
- 2011-02-25
- Accepted Time:
- 2011-02-25 16:34:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
888919 | Hcc Insurance Holdings Inc | HCC | Fire, Marine & Casualty Insurance (6331) | 760336636 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1342123 | J Barry Cook | C/O Hcc Insurance Holdings, Inc. 13403 Northwest Freeway Houston TX 77040 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-24 | 80,000 | $25.88 | 116,210 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-24 | 80,000 | $30.76 | 36,210 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase | Disposition | 2011-02-24 | 80,000 | $0.00 | 80,000 | $25.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-07-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 36,210 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase | $30.05 | 2012-01-04 | 100,000 | 100,000 | Direct | |
Common Stock | Option to Purchase | $31.92 | 2011-05-09 | 50,000 | 50,000 | Direct | |
Common Stock | Option to Purchase | $20.86 | 2014-11-19 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-01-04 | 100,000 | 100,000 | Direct |
2011-05-09 | 50,000 | 50,000 | Direct |
2014-11-19 | 100,000 | 100,000 | Direct |
Footnotes
- The price of $30.76 represents a weighted average of sales prices ranging from $30.69 to $30.85. Full information regarding the number of shares sold at each seperate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- Option to purchase granted pursuant to the 2004 Flexible Incentive Plan.
- The options vest equally annually over a 5 year period beginning 07/22/06 @ 20,000 shares per year.
- The options vest equally annually over a 5 year period beginning 01/04/07 @ 20,000 shares per year.
- The options vest as follows: 16,667 on 12/31/07; 16,666 on 12/31/08; and 16,667 on 12/31/09.
- Option to purchase granted pursuant to the 2008 Flexible Incentive Plan.
- The options vest equally annually over a 5 year period beginning 11/19/09 @ 20,000 shares per year.