Filing Details
- Accession Number:
- 0000711377-18-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-23 20:08:12
- Reporting Period:
- 2018-11-20
- Accepted Time:
- 2018-11-23 20:08:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-20 | 6,092 | $35.34 | 742,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-20 | 6,092 | $61.70 | 736,484 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-21 | 15,948 | $35.34 | 752,412 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-21 | 15,928 | $61.01 | 736,484 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-23 | 2,748 | $35.34 | 739,232 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-23 | 2,748 | $60.51 | 736,484 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-20 | 15,663 | $61.03 | 397,372 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2018-11-21 | 4,337 | $61.03 | 393,035 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2018-11-20 | 6,092 | $0.00 | 6,092 | $35.34 |
| Common Stock | Common Stock (right to Buy) | Disposition | 2018-11-21 | 15,928 | $0.00 | 15,928 | $35.34 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2018-11-23 | 2,748 | $0.00 | 2,748 | $35.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 296,009 | 2020-11-08 | No | 4 | M | Direct | |
| 280,081 | 2018-11-21 | No | 4 | M | Direct | |
| 277,333 | 2020-11-08 | No | 4 | M | Direct |
Footnotes
- Options were granted 10/8/2015, have five year lives, and vest in equal annual 20%installments on each of the first five anniversary dates of the grant
- 144,280 shares are held in trust for Mr. Herbert's spouse, 88,783 are held in a charitable remainder trust in which Mr. Herbert and his spouse are the beneficiaries and trustees, and the remainder are held in limited liability companies in which Mr. Herbert and his spouse have limited minority ownership
Billionaire Hedge Funds
