Filing Details
- Accession Number:
- 0000950142-18-002296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-21 19:20:13
- Reporting Period:
- 2018-11-20
- Accepted Time:
- 2018-11-21 19:20:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874396 | Lifetime Brands Inc | LCUT | Cutlery, Handtools & General Hardware (3420) | 112682486 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244082 | David Jaffe | C/O Centre Partners Management Llc 825 Third Avenue, 40Th Floor New York NY 10022 | No | No | Yes | No | |
1263876 | G Bruce Pollack | C/O Centre Partners Management Llc 825 Third Avenue, 40Th Floor New York NY 10022 | No | No | Yes | No | |
1404565 | Centre Capital Investors V Lp | C/O Centre Partners Management Llc 825 Third Avenue, 40Th Floor New York NY 10022 | No | No | Yes | No | |
1732873 | Centre Partners V, L.p. | C/O Centre Partners Management Llc 825 Third Avenue, 40Th Floor New York NY 10022 | No | No | Yes | No | |
1732877 | Centre Partners V Llc | C/O Centre Partners Management Llc 825 Third Avenue, 40Th Floor New York NY 10022 | No | No | Yes | No | |
1732885 | Jrj V Lp | C/O Centre Partners Management Llc 825 Third Avenue, 40Th Floor New York NY 10022 | No | No | Yes | No | |
1732888 | Harwich Road V Lp | C/O Centre Partners Management Llc 825 Third Avenue, 40Th Floor New York NY 10022 | No | No | Yes | No | |
1733473 | Harwich Road Inc. | C/O Centre Partners Management Llc 825 Third Avenue, 40Th Floor New York NY 10022 | No | No | Yes | No | |
1733495 | Jrj Inc. | C/O Centre Partners Management Llc 825 Third Avenue, 40Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01, Per Share | Acquisiton | 2018-11-20 | 462 | $10.80 | 5,632,244 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01, Per Share | 7,086 | Direct |
Footnotes
- Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.
- Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").
- CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole memberof CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP.JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner ofJRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is thepresident of Harwich Road. (Cont'd in FN 5)
- (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.
- Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.
- These shares are directly owned by Mr. Pollack.