Filing Details

Accession Number:
0001225208-18-015835
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-21 18:32:17
Reporting Period:
2018-11-19
Accepted Time:
2018-11-21 18:32:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1196501 Hms Holdings Corp HMSY Services-Business Services, Nec (7389) 113656261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1512692 Cynthia Nustad 5615 High Point Drive
Irving TX 75038
Evp, Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-19 15,043 $27.79 95,541 No 4 M Direct
Common Stock Disposition 2018-11-19 700 $37.00 94,841 No 4 S Direct
Common Stock Disposition 2018-11-19 2,120 $36.11 92,721 No 4 S Direct
Common Stock Disposition 2018-11-19 12,223 $35.23 80,498 No 4 S Direct
Common Stock Acquisiton 2018-11-20 16,226 $21.36 96,724 No 4 M Direct
Common Stock Acquisiton 2018-11-20 4,988 $27.79 101,712 No 4 M Direct
Common Stock Disposition 2018-11-20 21,214 $35.03 80,498 No 4 S Direct
Common Stock Acquisiton 2018-11-21 8,752 $21.36 89,250 No 4 M Direct
Common Stock Disposition 2018-11-21 2,100 $35.75 87,150 No 4 S Direct
Common Stock Disposition 2018-11-21 6,652 $35.27 80,498 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-19 15,043 $0.00 15,043 $27.79
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-20 4,988 $0.00 4,988 $27.79
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-20 16,226 $0.00 16,226 $21.36
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-21 8,752 $0.00 8,752 $21.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,988 2019-10-04 No 4 M Direct
0 2019-10-04 No 4 M Direct
12,468 2020-11-14 No 4 M Direct
3,716 2020-11-14 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.86 to $37.19, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5) and (6) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.86 to $36.78, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.86 to $35.85, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.415 to $35.39, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.58 to $35.91, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.56 to $35.50, inclusive.
  7. One-half of the option vested in three equal installments on December 31, 2013, 2014 and 2015. The other one-half of the option vested as follows: one-third vested on December 31, 2013, one-third vested on October 5, 2014 and one-third vested on October 5, 2015.
  8. One-half of the stock option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the stock option was cancelled due to non-satisfaction of certain performance conditions.