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Filing Details

Accession Number:: 0001225208-18-015833
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-21 18:32:07
Reporting Period:: 2018-11-19

Accepted Time:: 2018-11-21 18:32:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1196501	Hms Holdings Corp	HMSY	Services-Business Services, Nec (7389)	113656261

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1209904	C William Lucia	5615 High Point Drive Irving TX 75038	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-07-18	1,810	$0.00	181,400	No	5	G	Direct
Common Stock	Acquisiton	2018-11-19	2,953	$27.79	184,353	No	4	M	Direct
Common Stock	Disposition	2018-11-19	500	$36.72	183,853	No	4	S	Direct
Common Stock	Disposition	2018-11-19	2,453	$35.80	181,400	No	4	S	Direct
Common Stock	Acquisiton	2018-11-20	15,213	$27.79	196,613	No	4	M	Direct
Common Stock	Disposition	2018-11-20	15,213	$35.12	181,400	No	4	S	Direct
Common Stock	Acquisiton	2018-11-21	7,985	$27.79	189,385	No	4	M	Direct
Common Stock	Disposition	2018-11-21	7,985	$35.43	181,400	No	4	S	Direct
Common Stock	Acquisiton	2018-07-18	1,810	$0.00	581,734	No	5	G	Indirect	By Lucia Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	5	G	Indirect	By Lucia Family Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (Right to Buy)	Disposition	2018-11-19	2,953	$0.00	2,953	$27.79
Common Stock	Nonqualified Stock Option (Right to Buy)	Disposition	2018-11-20	15,213	$0.00	15,213	$27.79
Common Stock	Nonqualified Stock Option (Right to Buy)	Disposition	2018-11-21	7,985	$0.00	7,985	$27.79

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
61,147	2019-10-04	No	4	M	Direct
45,934	2019-10-04	No	4	M	Direct
37,949	2019-10-04	No	4	M	Direct

Footnotes

The reported transactions involved a gift of securities by the reporting person to The William C. Lucia Family Trust, a revocable trust for which the reporting person is Trustee.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.58 to $36.92, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.5150 to $36.46, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.44, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.79, inclusive.
These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 763,134 shares following the transactions reported on this Form 4.
One-half of the option vested in three equal installments on December 31, 2013, 2014 and 2015. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions.