Filing Details
- Accession Number:
- 0001567619-18-006849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-21 17:32:48
- Reporting Period:
- 2018-11-19
- Accepted Time:
- 2018-11-21 17:32:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1251769 | Apollo Endosurgery Inc. | APEN | Surgical & Medical Instruments & Apparatus (3841) | 161630142 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1370042 | Stonepine Capital, L.p. | 919 Nw Bond Street, Suite 204 Bend OR 97703 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-19 | 54,200 | $3.40 | 2,932,196 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-11-21 | 3,230 | $3.61 | 2,935,426 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
