Filing Details
- Accession Number:
- 0001213900-18-016454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-21 17:09:41
- Reporting Period:
- 2018-11-19
- Accepted Time:
- 2018-11-21 17:09:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1558583 | Arcimoto Inc | FUV | Motorcycles, Bicycles & Parts (3751) | 261449404 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1726982 | Mark Frohnmayer | C/O Arcimoto, Inc. 2034 W. 2Nd Avenue Eugene OR 97402 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-19 | 139,903 | $3.00 | 5,133,661 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Class C Preferred Stock | $0.00 | 2,000,000 | 2,000,000 | Direct | ||
| Common Stock | Warrant (Right to Purchase Common Stock | $0.50 | 2012-03-09 | 2027-03-09 | 300,000 | 300,000 | Direct |
| Common Stock | Stock Option (Right to Buy Common Stock) | $2.06 | 2025-10-02 | 20,000 | 20,000 | Direct | |
| Common Stock | Stock Option (Right to Buy Common Stock) | $2.75 | 2027-03-01 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2,000,000 | 2,000,000 | Direct | |
| 2027-03-09 | 300,000 | 300,000 | Direct |
| 2025-10-02 | 20,000 | 20,000 | Direct |
| 2027-03-01 | 20,000 | 20,000 | Direct |
Footnotes
- Purchase made in the Issuer's common stock offering under its Registration Statement on Form S-3 (333-227683), filed by the Issuer with the Securities and Exchange Commission on November 16, 2018, and the prospectus supplements thereto.
- The Reporting Person disposed of 2,000,000 shares of the Issuer's common stock in exchange for 2,000,000 shares of the Issuer's Class C Preferred Stock.
- The Issuer's Class C Preferred Stock is convertible as outlined in the Issuer's Articles of Amendment to the Second Amended and Restated Articles of Incorporation, and has no expiration date.
- The option vested 1/3 on the first anniversary of the date of grant, October 2, 2016. The remaining options vested in equal monthly installments for 24 months on the 2nd day of each month, commencing on November 2, 2016.
- The option vested 1/3 on the first anniversary of the date of grant, March 1, 2018. The remaining options vest in equal monthly installments for 24 months on the 1st day of each month, commencing on April 1, 2018.
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