Filing Details
- Accession Number:
- 0001179110-18-013096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-21 16:43:12
- Reporting Period:
- 2018-11-19
- Accepted Time:
- 2018-11-21 16:43:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 854775 | Digi International Inc | DGII | Computer Communications Equipment (3576) | 411532464 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540296 | L. Tracy Roberts | 11001 Bren Road East Minnetonka MN 55343 | Vp, Technology Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-19 | 455 | $11.94 | 40,619 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-11-20 | 478 | $11.87 | 40,141 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-11-20 | 6,533 | $0.00 | 46,674 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2018-11-21 | 2,401 | $8.49 | 49,075 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-21 | 2,401 | $11.86 | 46,674 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2018-11-20 | 18,750 | $0.00 | 18,750 | $11.87 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-11-21 | 2,401 | $0.00 | 2,401 | $8.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,750 | 2025-11-20 | No | 4 | A | Direct | |
| 0 | 2018-11-25 | No | 4 | M | Direct |
Footnotes
- Restricted stock units scheduled to vest in four substantially equal increments on each of November 20, 2019, 2020, 2021 and 2022.
- Reflects the weighted average price of 2,401 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 21, 2018 with sale prices ranging from $11.86 to $11.89 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests as to 25% of the shares on November 20, 2019 and thereafter in 36 monthly installments.
- Fully vested.
Billionaire Hedge Funds
