Filing Details
- Accession Number:
- 0001209191-18-059707
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-21 16:05:05
- Reporting Period:
- 2018-11-20
- Accepted Time:
- 2018-11-21 16:05:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8063 | Astronics Corp | ATRO | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 160959303 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492812 | S James Kramer | 130 Commerce Way East Aurora NY 14052 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $.01 Pv Common Stock | Disposition | 2018-11-21 | 3,200 | $30.06 | 39,632 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| $.01 Pv Class B Stock | 374,458 | Direct | |
| $.01 Pv Common Stock | 220 | Indirect | By Spouse |
| $.01 Pv Class B Stock | 822 | Indirect | By Spouse |
| $.01 Pv Common Stock | 787 | Indirect | JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER |
| $.01 Pv Class B Stock | 254 | Indirect | JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| $.01 Pv Com Stk | Option | $2.84 | 2010-12-03 | 2019-12-03 | 11,750 | 11,750 | Direct |
| $.01 Pv Cl B Stk | Option | $2.84 | 2010-12-03 | 2019-12-03 | 20,803 | 20,803 | Direct |
| $.01 Pv Com Stk | Option | $7.68 | 2011-12-02 | 2020-12-02 | 4,350 | 4,350 | Direct |
| $.01 Pv Cl B Stk | Option | $7.68 | 2011-12-02 | 2020-12-02 | 7,701 | 7,701 | Direct |
| $.01 Pv Com Stk | Option | $13.59 | 2012-12-01 | 2021-12-01 | 3,200 | 3,200 | Direct |
| $.01 Pv Cl B Stk | Option | $13.59 | 2012-12-01 | 2021-12-01 | 4,859 | 4,859 | Direct |
| $.01 Pv Com Stk | Option | $9.20 | 2013-11-29 | 2022-11-29 | 5,700 | 5,700 | Direct |
| $.01 Pv Cl B Stk | Option | $9.20 | 2013-11-29 | 2022-11-29 | 6,783 | 6,784 | Direct |
| $.01 Pv Com Stk | Option | $28.45 | 2014-12-11 | 2023-12-11 | 2,330 | 2,330 | Direct |
| $.01 Pv Cl B Stk | Option | $28.45 | 2014-12-11 | 2023-12-11 | 1,922 | 1,923 | Direct |
| $.01 Pv Com Stk | Option | $30.83 | 2015-12-11 | 2024-12-11 | 2,720 | 2,720 | Direct |
| $.01 Pv Cl B Stk | Option | $30.83 | 2015-12-11 | 2024-12-11 | 1,417 | 1,417 | Direct |
| $.01 Pv Com Stk | Option | $27.72 | 2016-12-03 | 2025-12-03 | 3,500 | 3,500 | Direct |
| $.01 Pv Cl B Stk | Option | $27.72 | 2016-12-03 | 2025-12-03 | 1,129 | 1,129 | Direct |
| $.01 Pv Com Stk | Option | $31.76 | 2017-12-14 | 2026-12-14 | 3,670 | 3,670 | Direct |
| $.01 Pv Cl B Stk | Option | $31.76 | 2017-12-14 | 2026-12-14 | 551 | 551 | Direct |
| $.01 Pv Com Stk | Option | $35.61 | 2018-12-12 | 2027-12-12 | 5,340 | 5,340 | Direct |
| $.01 Pv Cl B Stk | Option | $35.61 | 2018-12-12 | 2027-12-12 | 801 | 801 | Direct |
| $.01 Pv Com Stk | Restricted Stock Unit | $0.00 | 920 | 920 | Direct | ||
| $.01 Pv Cl B Stk | Restricted Stock Unit | $0.00 | 138 | 138 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-12-03 | 11,750 | 11,750 | Direct |
| 2019-12-03 | 20,803 | 20,803 | Direct |
| 2020-12-02 | 4,350 | 4,350 | Direct |
| 2020-12-02 | 7,701 | 7,701 | Direct |
| 2021-12-01 | 3,200 | 3,200 | Direct |
| 2021-12-01 | 4,859 | 4,859 | Direct |
| 2022-11-29 | 5,700 | 5,700 | Direct |
| 2022-11-29 | 6,783 | 6,784 | Direct |
| 2023-12-11 | 2,330 | 2,330 | Direct |
| 2023-12-11 | 1,922 | 1,923 | Direct |
| 2024-12-11 | 2,720 | 2,720 | Direct |
| 2024-12-11 | 1,417 | 1,417 | Direct |
| 2025-12-03 | 3,500 | 3,500 | Direct |
| 2025-12-03 | 1,129 | 1,129 | Direct |
| 2026-12-14 | 3,670 | 3,670 | Direct |
| 2026-12-14 | 551 | 551 | Direct |
| 2027-12-12 | 5,340 | 5,340 | Direct |
| 2027-12-12 | 801 | 801 | Direct |
| 920 | 920 | Direct | |
| 138 | 138 | Direct |
Footnotes
- Sold pursuant to a 10b5-1 trading plan.
- Mr. Kramer disclaims any beneficial interest in the shares owned by his wife.
- Represents shares held by James Shore Kramer Cust for Leah Jane Kramer. The beneficiary is the reporting person's immediate family.
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
- Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.
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