Filing Details

Accession Number:
0001567619-18-006840
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-21 15:37:50
Reporting Period:
2018-11-19
Accepted Time:
2018-11-21 15:37:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788920 Pro Dex Inc PDEX Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478067 John Nicholas Swenson 3033 Excelsior Boulevard, Suite 560
Minneapolis MN 55416
Yes No No No
1542769 Ao Partners I, Lp 3033 Excelsior Blvd.
Suite 560
Minneapolis MN 55416
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-19 23,916 $14.25 1,014,068 No 4 S Indirect By AO Partners I, LP
Common Stock Disposition 2018-11-20 2,200 $14.09 1,011,868 No 4 S Indirect By AO Partners I, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By AO Partners I, LP
No 4 S Indirect By AO Partners I, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 95,613 Direct