Filing Details
- Accession Number:
- 0001127602-18-034068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-21 10:25:29
- Reporting Period:
- 2018-11-14
- Accepted Time:
- 2018-11-21 10:25:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1725927 | Xueling Lu | Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030 | Controller And Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-14 | 1,863 | $26.56 | 1,863 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-14 | 1,369 | $36.17 | 494 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-11-14 | 494 | $36.15 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2018-11-14 | 1,863 | $0.00 | 1,863 | $26.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,589 | 2027-02-10 | No | 4 | M | Direct |
Footnotes
- Vesting occurs 25% per year beginning one year from 02/10/2017.
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