Filing Details

Accession Number:
0001674910-18-000112
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-21 09:50:11
Reporting Period:
2018-11-19
Accepted Time:
2018-11-21 09:50:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674910 Valvoline Inc VVV Miscellaneous Products Of Petroleum & Coal (2990) 300939371
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685717 Ii A. Thomas Gerrald 100 Valvoline Way
Lexington KY 40509
Senior Vp, Core North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-20 1,566 $20.39 1,643 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Units Acquisiton 2018-11-19 2,820 $0.00 2,820 $0.00
Common Stock Stock Appreciation Right Acquisiton 2018-11-19 10,500 $0.00 10,500 $20.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,820 No 4 A Direct
10,500 2028-11-19 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,142 Indirect By 401(k) Plan
Footnotes
  1. Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on Novemeber 20, 2018.
  2. Each restricted stock unit represents a right to receive one share of Valvoline common stock.
  3. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
  4. Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date.