Filing Details
- Accession Number:
- 0000009984-11-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-25 15:51:00
- Reporting Period:
- 2011-02-24
- Filing Date:
- 2011-02-25
- Accepted Time:
- 2011-02-25 15:51:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007661 | O Thomas Barnes | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-24 | 10,000 | $11.50 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-24 | 10,000 | $20.73 | 362,016 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-24 | 2,000 | $20.81 | 416,768 | No | 4 | S | Indirect | Trust #42-01-100-8546559 |
| Common Stock | Disposition | 2011-02-24 | 1,425 | $20.81 | 486,115 | No | 4 | S | Indirect | Trust #42-01-100-8550719 |
| Common Stock | Disposition | 2011-02-24 | 1,275 | $20.80 | 413,481 | No | 4 | S | Indirect | Trust #42-01-100-8546558 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Trust #42-01-100-8546559 |
| No | 4 | S | Indirect | Trust #42-01-100-8550719 |
| No | 4 | S | Indirect | Trust #42-01-100-8546558 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stk Option-Right to Buy | Disposition | 2011-02-24 | 10,000 | $0.00 | 10,000 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,252 | Indirect | By 401(k) Plan |
| Common Stock | 3,940 | Indirect | By my wife |
| Common Stock | 39,356 | Indirect | Trust #42-01-100-8546568 |
| Common Stock | 76,470 | Indirect | Trust #42-01-100-8550714 |
| Common Stock | 161,652 | Indirect | Trust #42-01-100-8550720 |
| Common Stock | 84,432 | Indirect | Trust #42-01-100-8550713 |
| Common Stock | 300,196 | Indirect | Trust #CF-2078 |
| Common Stock | 156,972 | Indirect | Trust #CF2363 |
| Common Stock | 236,578 | Indirect | Trust #CF5048 |
Footnotes
- Includes a balance of 2456 Restricted Stock Units granted 2/8/10 and 3621 granted 2/8/11 that are subject to forfeiture if certain events occur.
- Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
- The options fully vested on 2/5/2005.
- 1 for 1.
Billionaire Hedge Funds
