Filing Details
- Accession Number:
- 0001127602-18-034051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-20 21:13:05
- Reporting Period:
- 2018-11-16
- Accepted Time:
- 2018-11-20 21:13:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1674862 | Ashland Global Holdings Inc | ASH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575329 | Kevin J Willis | 50 E. Rivercenter Blvd. Covington KY 41011 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-16 | 1,739 | $82.30 | 17,114 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-16 | 511 | $82.30 | 16,603 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-11-16 | 1,227 | $81.57 | 15,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-19 | 4,526 | $80.32 | 10,850 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-11-19 | 2,002 | $80.32 | 12,852 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-19 | 888 | $80.32 | 11,964 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-11-19 | 3,799 | $80.32 | 15,763 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-19 | 1,685 | $80.32 | 14,078 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-11-19 | 1,228 | $80.32 | 12,850 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-19 | 3,677 | $80.32 | 16,527 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-19 | 1,631 | $80.32 | 14,896 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-11-16 | 1,739 | $0.00 | 1,739 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-11-19 | 2,002 | $0.00 | 2,002 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-11-19 | 3,799 | $0.00 | 3,799 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-11-19 | 3,677 | $0.00 | 3,677 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,695 | No | 4 | M | Direct | ||
| 16,693 | No | 4 | M | Direct | ||
| 12,894 | No | 4 | M | Direct | ||
| 9,217 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,710 | Indirect | 401(k) |
Footnotes
- Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.
- Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 11 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 12 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- Based on Employee Savings Plan information as of October 31, 2018, the latest date for which such information is reasonably available.
- Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
- Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
- Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
- One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.
- Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.
Billionaire Hedge Funds
