Filing Details

Accession Number:
0000899243-18-029509
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-20 20:13:48
Reporting Period:
2018-11-16
Accepted Time:
2018-11-20 20:13:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1619250 Valeritas Holdings Inc. VLRX () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528224 L.p. (Cayman) Ii Partners Royalty Capital 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
1528225 L.p. (A) Fund Parallel - Ii Partners Royalty Capital 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
1528226 L.p. Ii Partners Royalty Capital 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
1568245 Parallel Investment Opportunities Partners Ii, L.p. 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
1702221 L.p. (Cayman) B Fund Parallel Ii Partners Royalty Capital 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
1702352 L.p. Royalty Capital 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-16 4,224,605 $0.00 4,801,291 No 4 P Indirect By Capital Royalty Partners II L.P.
Common Stock Acquisiton 2018-11-16 1,264,997 $0.00 1,475,770 No 4 P Indirect By Capital Royalty Partners II (Cayman) L.P.
Common Stock Acquisiton 2018-11-16 7,427,065 $0.00 8,072,123 No 4 P Indirect By Capital Royalty Partners II Parallel Fund "A" L.P.
Common Stock Acquisiton 2018-11-16 2,083,333 $0.00 4,770,394 No 4 P Indirect By Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Capital Royalty Partners II L.P.
No 4 P Indirect By Capital Royalty Partners II (Cayman) L.P.
No 4 P Indirect By Capital Royalty Partners II Parallel Fund "A" L.P.
No 4 P Indirect By Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Warrant Acquisiton 2018-11-16 4,224,605 $0.00 4,224,605 $0.60
Common Stock Series A Warrant Acquisiton 2018-11-16 1,264,997 $0.00 1,264,997 $0.60
Common Stock Series A Warrant Acquisiton 2018-11-16 7,427,065 $0.00 7,427,065 $0.60
Common Stock Series A Warrant Acquisiton 2018-11-16 2,083,333 $0.00 2,083,333 $0.60
Common Stock Series B Warrant Acquisiton 2018-11-16 4,224,605 $0.00 4,224,605 $0.48
Common Stock Series B Warrant Acquisiton 2018-11-16 1,264,997 $0.00 1,264,997 $0.48
Common Stock Series B Warrant Acquisiton 2018-11-16 7,427,065 $0.00 7,427,065 $0.48
Common Stock Series B Warrant Acquisiton 2018-11-16 2,083,333 $0.00 2,083,333 $0.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,224,605 2018-11-16 2023-11-16 No 4 P Indirect
1,264,997 2018-11-16 2023-11-16 No 4 P Indirect
7,427,065 2018-11-16 2023-11-16 No 4 P Indirect
2,083,333 2018-11-16 2023-11-16 No 4 P Indirect
4,224,605 2018-11-16 2023-11-16 No 4 P Indirect
1,264,997 2018-11-16 2023-11-16 No 4 P Indirect
7,427,065 2018-11-16 2023-11-16 No 4 P Indirect
2,083,333 2018-11-16 2023-11-16 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,066,390 Indirect By Parallel Investment Opportunities Partners II, L.P.
Footnotes
  1. Each share of Common Stock of the Issuer was sold together with one Series A warrant and one Series B warrant for $0.48.
  2. CR Group L.P. (formerly known as Capital Royalty L.P.) serves as the investment manager for Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P., Capital Royalty Partners II Parallel Fund "A" L.P., Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. and Parallel Investment Opportunities Partners II, L.P.