Filing Details
- Accession Number:
- 0001593968-18-001468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-20 18:32:46
- Reporting Period:
- 2018-11-20
- Accepted Time:
- 2018-11-20 18:32:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169100 | J Leon Holschbach | 1201 Network Centre Dr. Effingham IL 62401 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-20 | 2,000 | $11.75 | 142,932 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-20 | 2,000 | $25.43 | 140,932 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2018-11-20 | 2,000 | $0.00 | 2,000 | $11.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,190 | 2019-06-22 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $16.00 | 2022-12-13 | 14,072 | 14,072 | Direct | |
| Common Stock | Option (right to buy) | $18.16 | 2020-12-06 | 11,820 | 11,820 | Direct | |
| Common Stock | Option (right to buy) | $16.59 | 2023-12-10 | 16,274 | 16,274 | Direct | |
| Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 22,762 | 22,762 | Direct | |
| Common Stock | Option (right to buy) | $15.20 | 2019-12-31 | 31,500 | 31,500 | Direct | |
| Common Stock | Option (right to buy) | $14.75 | 2021-12-16 | 14,556 | 14,556 | Direct | |
| Common Stock | Restricted Stock Unit | $0.00 | 2,532 | 2,532 | Direct | ||
| Common Stock | Option (right to buy) | $18.00 | 2024-08-05 | 90,000 | 90,000 | Direct | |
| Common Stock | Common Share Equivalent | $0.00 | 4,169 | 4,169 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 4,722 | 4,722 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 12,965 | 12,965 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-13 | 14,072 | 14,072 | Direct |
| 2020-12-06 | 11,820 | 11,820 | Direct |
| 2023-12-10 | 16,274 | 16,274 | Direct |
| 2024-12-02 | 22,762 | 22,762 | Direct |
| 2019-12-31 | 31,500 | 31,500 | Direct |
| 2021-12-16 | 14,556 | 14,556 | Direct |
| 2,532 | 2,532 | Direct | |
| 2024-08-05 | 90,000 | 90,000 | Direct |
| 4,169 | 4,169 | Direct | |
| 4,722 | 4,722 | Direct | |
| 12,965 | 12,965 | Direct |
Footnotes
- Includes holdings through a self-directed IRA or revocable grantor trust
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.26 -$25.71 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.
- These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
- The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant
- No exercisable date for this type of award
- No Expiration date for this type of award
- Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
- Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.
- Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.
- The restricted stock units vest in the two annual installments beginning one year after the November 16, 2016 date of grant
- The restricted stock units vest in the two annual installments beginning one year after the November 16, 2016 date of grant
- No exercise price for this type of award
- No expiration date for this type of award
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