Filing Details
- Accession Number:
- 0001209191-18-059548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-20 18:20:18
- Reporting Period:
- 2018-09-25
- Accepted Time:
- 2018-11-20 18:20:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1739936 | Svmk Inc. | SVMK | Services-Computer Programming, Data Processing, Etc. (7370) | 800765058 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1753110 | Rebecca Cantieri | C/O Svmk Inc. One Curiosity Way San Mateo CA 94403 | Chief People Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-09-25 | 10,112 | $12.00 | 166,674 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-11-16 | 4,059 | $12.39 | 162,615 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares have been withheld by the Issuer, in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units pursuant to the Issuer's initial public offering and does not represent a sale by the Reporting Person.
- Reflects the disposition by the Reporting Person of 2,005 shares of common stock on August 15, 2018, to the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units, which disposition was not reflected in the number of shares reported as held by the Reporting Person in the Form 3 filed on September 25, 2018.
- Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
- These shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $12.37 to $12.7864. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.