Filing Details
- Accession Number:
- 0000009984-11-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-25 15:24:06
- Reporting Period:
- 2011-02-24
- Filing Date:
- 2011-02-25
- Accepted Time:
- 2011-02-25 15:24:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196441 | W Lawrence Brien O | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Vice President, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-24 | 3,344 | $13.45 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-24 | 122 | $13.45 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-24 | 9,126 | $14.62 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-24 | 1,774 | $14.71 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-24 | 14,366 | $20.69 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-24 | 5,838 | $14.71 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-24 | 10,344 | $17.09 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-24 | 4,024 | $17.09 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-24 | 20,206 | $20.68 | 67,015 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option-Right to Buy | Disposition | 2011-02-24 | 3,344 | $0.00 | 3,344 | $13.45 |
| Common Stock | Employee Stock Option-Right to Buy | Disposition | 2011-02-24 | 122 | $0.00 | 122 | $13.45 |
| Common Stock | Employee Stock Option-Right to Buy | Disposition | 2011-02-24 | 9,126 | $0.00 | 9,126 | $14.62 |
| Common Stock | Employee Stock Option-Right to Buy | Disposition | 2011-02-24 | 1,774 | $0.00 | 1,774 | $14.71 |
| Common Stock | Employee Stock Option-Right to Buy | Disposition | 2011-02-24 | 5,838 | $0.00 | 5,838 | $14.71 |
| Common Stock | Employee Stock Option-Right to Buy | Disposition | 2011-02-24 | 10,344 | $0.00 | 10,344 | $17.09 |
| Common Stock | Employee Stock Option-Right to Buy | Disposition | 2011-02-24 | 4,024 | $0.00 | 4,024 | $17.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-08-07 | No | 4 | M | Direct | |
| 0 | 2011-08-07 | No | 4 | M | Direct | |
| 0 | 2011-08-07 | No | 4 | M | Direct | |
| 0 | 2011-08-07 | No | 4 | M | Direct | |
| 0 | 2011-08-07 | No | 4 | M | Direct | |
| 0 | 2011-08-07 | No | 4 | M | Direct | |
| 0 | 2011-10-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 260 | Indirect | By Company's Employee Stock Purchase Plan |
| Common Stock | 663 | Indirect | By Company's 401(k) Plan |
Footnotes
- Includes balances of 699 Restricted Stock Units granted 2/14/07, 1132 granted 2/13/08, 3600 granted 2/10/09, 3862 granted 2/8/10 and 2100 granted 2/9/11, and balances of 566 Performance Share Awards granted 2/13/08 and 2100 granted 2/9/11, that are subject to forfeiture if certain events occur.
- The options vested 100% immediately on 11/17/2004.
- 1 for 1.
- The options vested 100% immediately on 11/17/2003.
- The options vested 100% immediately on 5/17/2005.
- The options vested 100% immediately on 8/25/2005.
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