Filing Details
- Accession Number:
- 0001127602-18-033910
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-20 14:41:55
- Reporting Period:
- 2018-11-15
- Accepted Time:
- 2018-11-20 14:41:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558775 | David Bh Williams, Trustee Uad The Helen Charles Williams 2004 Trust | 5875 Landerbrook Drive Mayfield OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-11-15 | 398 | $0.00 | 677 | No | 5 | G | Indirect | proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock | Acquisiton | 2018-11-16 | 3 | $63.31 | 432 | No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI held in trust |
| Class A Common Stock | Acquisiton | 2018-11-19 | 2 | $63.71 | 434 | No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI held in trust |
| Class A Common Stock | Acquisiton | 2018-11-19 | 1 | $65.00 | 435 | No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI held in trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | proportionate partnership interest shares held by AMR Associates LP |
| No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI held in trust |
| No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI held in trust |
| No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI held in trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-15 | 464 | $0.00 | 464 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 790 | No | 5 | G | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 9,945 | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | 2,983 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 9,945 | 9,945 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 2,152 | 2,152 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 9,945 | 9,945 | Indirect | |
| 2,152 | 2,152 | Direct |
Footnotes
- Shares purchased pursuant to 10b5-1 plan
- 2018-Nov-16-Weighted Average - Share Price represents average price between $62.90 and $63.50.
- N/A
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