Filing Details
- Accession Number:
- 0001104659-18-069247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-19 20:18:53
- Reporting Period:
- 2018-11-16
- Accepted Time:
- 2018-11-19 20:18:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136294 | Williams Industrial Services Group Inc. | WLMS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
948904 | Al Et L Jeffrey Gendell | 1 Sound Shore Drive Suite 304 Greenwich CT 06830-7251 | No | No | Yes | No | |
1482608 | Tontine Capital Overseas Master Fund Ii, L.p. | 1 Sound Shore Drive Suite 304 Greenwich CT 06830-7251 | No | No | Yes | No | |
1482609 | Tontine Asset Associates, L.l.c. | 1 Sound Shore Drive Suite 304 Greenwich CT 06830-7251 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Disposition | 2018-11-16 | 320,000 | $1.95 | 1,825,882 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Footnotes
- This report is filed jointly by Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA") and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of TAA, the general partner of TCP 2.
- On November 16, 2018, TCP 2 sold 320,000 shares of Common Stock at a weighted average price of $1.95 per share. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- TCP 2 directly owns all 1,825,882 shares of Common Stock reported herein.
- All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell and/or by TAA. Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TAA and TCP 2. TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2.