Filing Details
- Accession Number:
- 0001078271-18-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-19 20:05:03
- Reporting Period:
- 2018-11-15
- Accepted Time:
- 2018-11-19 20:05:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1078271 | Extreme Networks Inc | EXTR | Computer Communications Equipment (3576) | 770430270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179945 | Edward Meyercord | 6480 Via Del Oro San Jose CA 95119 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-15 | 10,048 | $6.46 | 554,840 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-11-15 | 10,048 | $6.46 | 544,792 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 21,677 | $0.00 | 566,469 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 21,677 | $0.00 | 588,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-16 | 99,859 | $6.34 | 488,287 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Shares | Disposition | 2018-11-15 | 21,677 | $0.00 | 21,677 | $0.00 |
| Common Stock | RSU Award | Disposition | 2018-11-15 | 21,677 | $0.00 | 21,677 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,033 | 2017-11-15 | 2019-08-15 | No | 4 | M | Direct |
| 65,033 | 2017-11-15 | 2019-08-15 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.
- Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.
- Shares sold pursuant to a 10b5-1 plan.
- Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.
- This is not an applicable reportable field for this type of grant.
- This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.
Billionaire Hedge Funds
