Filing Details
- Accession Number:
- 0000899243-18-029383
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-19 20:01:31
- Reporting Period:
- 2018-05-29
- Accepted Time:
- 2018-11-19 20:01:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1675033 | Great Elm Capital Corp. | GECC | () | 812621577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1688208 | Mark Kuperschmid | C/O Great Elm Capital Corp. 800 South Street, Suite 230 Waltham MA 02453 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-29 | 1,000 | $9.36 | 2,000 | No | 4 | P | Indirect | By Benmark Investments LLC |
Common Stock | Acquisiton | 2018-11-15 | 4,531 | $8.06 | 6,531 | No | 4 | P | Indirect | By Benmark Investments LLC |
Common Stock | Acquisiton | 2018-11-16 | 1,237 | $8.03 | 7,768 | No | 4 | P | Indirect | By Benmark Investments LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Benmark Investments LLC |
No | 4 | P | Indirect | By Benmark Investments LLC |
No | 4 | P | Indirect | By Benmark Investments LLC |
Footnotes
- The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.09, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.02 to $8.04, inclusive.