Filing Details
- Accession Number:
- 0001171843-18-008052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-19 18:42:33
- Reporting Period:
- 2018-11-15
- Accepted Time:
- 2018-11-19 18:42:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1507964 | Corvus Gold Inc. | CORVF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455747 | A Jeffrey Pontius | C/O Corvus Gold Inc. 700 West Pender Street, Suite 1750 Vancouver A1 V6C 2G1 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-11-15 | 466,900 | $0.73 | 3,859,266 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2018-11-15 | 500,000 | $0.58 | 4,359,266 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-11-15 | 616,900 | $1.51 | 3,742,366 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2018-11-15 | 200,000 | $1.52 | 3,542,366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2018-11-15 | 466,900 | $0.00 | 466,900 | $0.73 |
| Common Stock | Stock Options (right to buy) | Disposition | 2018-11-15 | 500,000 | $0.00 | 500,000 | $0.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-11-19 | No | 4 | M | Direct | |
| 0 | 2018-11-19 | No | 4 | M | Direct |
Footnotes
- The exercise price reported above was converted from the Canadian exercise price of C$0.96 using an exchange rate of C$1.3202=US$1.00
- The exercise price reported above was converted from the Canadian exercise price of C$0.76 using an exchange rate of C$1.3202=US$1.00
- The price reported in Column 4 is an average weighted price. The shares were sold in multiple transactions ranging from C$2.06 to C$2.00, inclusive. The reporting person undertakes to provide to Corvus Gold Inc., any security holder of Corvus Gold Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$2.00 using an exchange rate of C$1.3202=US$1.00
- The price reported in Column 4 is an average weighted price. The shares were sold in multiple transactions ranging from C$2.00 to C$2.06, inclusive. The reporting person undertakes to provide to Corvus Gold Inc., any security holder of Corvus Gold Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$2.00 using an exchange rate of C$1.3202=US$1.00
- The options were granted on 9/19/2012 and were fully vested on 9/19/2014. The expiration date was extended as a result of a black-out period.
- The options were granted on 8/16/2013 and were fully vested on 8/16/2015. The expiration date was extended as a result of a black-out period.
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