Filing Details
- Accession Number:
- 0001209191-18-059296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-19 18:15:33
- Reporting Period:
- 2018-11-15
- Accepted Time:
- 2018-11-19 18:15:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1448056 | New Relic Inc. | NEWR | Services-Prepackaged Software (7372) | 262017431 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1627841 | R. James Gochee | C/O New Relic, Inc. 188 Spear Street, Ste. 1200 San Francisco CA 94105 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-15 | 412 | $0.00 | 303,358 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 1,455 | $0.00 | 304,813 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 286 | $0.00 | 305,099 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 1,468 | $0.00 | 306,567 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 1,155 | $0.00 | 307,722 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-16 | 2,381 | $83.75 | 305,341 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-11-15 | 412 | $0.00 | 412 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-11-15 | 1,455 | $0.00 | 1,455 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-11-15 | 286 | $0.00 | 286 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-11-15 | 1,468 | $0.00 | 1,468 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-11-15 | 1,155 | $0.00 | 1,155 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,188 | No | 4 | M | Direct | ||
| 2,911 | No | 4 | M | Direct | ||
| 859 | No | 4 | M | Direct | ||
| 8,804 | No | 4 | M | Direct | ||
| 11,550 | No | 4 | M | Direct |
Footnotes
- The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- The shares were sold at prices ranging from $83.17 to $84.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The RSUs will vest in equal quarterly installments from August 15, 2018 (the "2018 Vesting Start Date") until the fourth anniversary of the 2018 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 10% of the RSUs shall vest on the first anniversary of May 15, 2015 (the "May 2015 Vesting Start Date"); 3.75% of the RSUs shall vest in equal quarterly installments thereafter until the second anniversary of the May 2015 Vesting Start Date; 5.00% of the RSUs shall vest in equal quarterly installments thereafter until the third anniversary of the May 2015 Vesting Start Date; and 13.75% of the RSUs shall vest in equal quarterly installments thereafter until the fourth anniversary of the May 2015 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- 25% of the shares underlying the RSUs shall vest on the first anniversary of August 15, 2015 (the "August 15 Vesting Start Date") and 1/16th of the shares underlying the RSUs shall vest in equal quarterly installments thereafter until the fourth anniversary of the August 2015 Vesting Start Date, in each case subject to the grantee being a Service Provider (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- The RSUs will vest in equal quarterly installments from May 15, 2016 (the "2016 Vesting Start Date") until the fourth anniversary of the 2016 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- The RSUs will vest in equal quarterly installments from May 15, 2017 (the "2017 Vesting Start Date") until the fourth anniversary of the 2017 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
Billionaire Hedge Funds
