Filing Details
- Accession Number:
- 0001562180-18-004612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-19 16:18:02
- Reporting Period:
- 2018-11-16
- Accepted Time:
- 2018-11-19 16:18:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
35214 | Ferro Corp | FOE | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 340217820 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1683779 | Benjamin Schlater | 6060 Parkland Blvd Suite 250 Mayfield Heights OH 44124 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-16 | 3,247 | $11.97 | 19,560 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-11-16 | 2,179 | $9.60 | 21,739 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-11-16 | 2,179 | $19.53 | 19,560 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-16 | 3,247 | $19.53 | 16,313 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2018-11-16 | 3,247 | $0.00 | 3,247 | $11.97 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2018-11-16 | 2,179 | $0.00 | 2,179 | $9.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-09-01 | 2025-09-01 | No | 4 | M | Direct |
7,087 | 2017-02-17 | 2026-02-17 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Share Unit | $0.00 | 2018-12-31 | 15,700 | 15,700 | Direct | |
Common Stock | Performance Share Unit | $0.00 | 2019-12-31 | 17,300 | 17,300 | Direct | |
Common Stock | Performance Share Unit | $0.00 | 2020-12-31 | 12,500 | 12,500 | Direct | |
Common Stock | Phantom Shares | $0.00 | 2,917 | 2,917 | Direct | ||
Common Stock | Restricted Share Unit | $0.00 | 2019-02-17 | 2019-02-17 | 4,700 | 4,700 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2019-09-01 | 2019-09-01 | 1,500 | 1,500 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2020-02-15 | 2020-02-15 | 6,900 | 6,900 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2021-02-21 | 2021-02-21 | 5,000 | 5,000 | Direct |
Common Stock | Stock Options (Right to Buy) | $22.01 | 2028-02-21 | 16,500 | 16,500 | Direct | |
Common Stock | Stock Options (Right to Buy) | $14.27 | 2018-02-15 | 2027-02-15 | 20,600 | 20,600 | Direct |
Common Stock | Stock Options (Right to Buy) | $13.35 | 2017-09-01 | 2026-09-01 | 3,066 | 3,066 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-12-31 | 15,700 | 15,700 | Direct |
2019-12-31 | 17,300 | 17,300 | Direct |
2020-12-31 | 12,500 | 12,500 | Direct |
2,917 | 2,917 | Direct | |
2019-02-17 | 4,700 | 4,700 | Direct |
2019-09-01 | 1,500 | 1,500 | Direct |
2020-02-15 | 6,900 | 6,900 | Direct |
2021-02-21 | 5,000 | 5,000 | Direct |
2028-02-21 | 16,500 | 16,500 | Direct |
2027-02-15 | 20,600 | 20,600 | Direct |
2026-09-01 | 3,066 | 3,066 | Direct |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $19.50-$19.59. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
- Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
- 33+% per year for 3 years beginning on 21-Feb-2019