Filing Details
- Accession Number:
- 0000914190-18-000482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-19 16:16:23
- Reporting Period:
- 2018-11-15
- Accepted Time:
- 2018-11-19 16:16:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7623 | Arts Way Manufacturing Co Inc | ARTW | Farm Machinery & Equipment (3523) | 420920725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1022585 | Jr Ward J Mcconnell | 5556 Highway 9 Armstrong IA 50514 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-15 | 29,883 | $2.25 | 1,818,697 | No | 4 | P | Indirect | By J. Ward McConnell, Jr. Living Trust |
| Common Stock | Acquisiton | 2018-11-16 | 412 | $2.25 | 1,819,109 | No | 4 | P | Indirect | By J. Ward McConnell, Jr. Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By J. Ward McConnell, Jr. Living Trust |
| No | 4 | P | Indirect | By J. Ward McConnell, Jr. Living Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.66 | 2011-04-28 | 2021-04-28 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.75 | 2012-04-26 | 2022-04-26 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.40 | 2013-04-25 | 2023-04-25 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.15 | 2014-04-29 | 2024-04-29 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $4.70 | 2015-04-22 | 2025-04-22 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-28 | 2,000 | 2,000 | Direct |
| 2022-04-26 | 2,000 | 2,000 | Direct |
| 2023-04-25 | 2,000 | 2,000 | Direct |
| 2024-04-29 | 2,000 | 2,000 | Direct |
| 2025-04-22 | 2,000 | 2,000 | Direct |
Footnotes
- The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.23 to $2.25 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
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