Filing Details
- Accession Number:
- 0001631316-18-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-19 16:08:47
- Reporting Period:
- 2018-11-15
- Accepted Time:
- 2018-11-19 16:08:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1351051 | Genesis Healthcare Inc. | GEN | Services-Skilled Nursing Care Facilities (8051) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1631316 | A David Reis | C/O Genesis Healthcare, Inc. 101 East State Street Kennett Square PA 19348 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2018-11-15 | 4,605 | $1.64 | 2,436,946 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-11-15 | 153 | $1.64 | 84,882 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2018-11-15 | 331 | $1.64 | 182,302 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2018-11-16 | 98 | $1.63 | 2,436,848 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-11-16 | 3 | $1.63 | 84,879 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2018-11-16 | 7 | $1.63 | 182,295 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 304,753 | Indirect | See footnote |
Footnotes
- Transactions were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in column 4 is a weighted average price. These shares of the Issuer's Class A Common Stock ("Class A Shares") were purchased in multiple transactions at prices ranging from $1.63 to $1.651. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Includes 68,650 unvested restricted stock units and 92,000 vested restricted stock units that have not yet been paid in Class A Shares.
- Represents Class A Shares held by David Reis Family Trust, of which Mr. Reis serves as trustee. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.
- Represents Class A Shares held by The David Reis Subchapter S Trust, of which Mr. Reis serves as trustee. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.
- The price reported in column 4 is a weighted average price. These Class A Shares were purchased in multiple transactions at prices ranging from $1.63 to $1.64. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Represents Class A Shares held by Senior Care Genesis, LLC, of which Mr. Reis may be deemed to be the beneficial owner. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.