Filing Details

Accession Number:
0001562180-18-004604
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-19 16:02:37
Reporting Period:
2018-11-15
Accepted Time:
2018-11-19 16:02:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1286361 E Charles Baker Ball Corporation
10 Longs Peak Dr.
Broomfield CO 80021-2510
Vp,Gen Counsel & Corp Sec No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-15 24,000 $12.61 244,112 No 4 M Direct
Common Stock Disposition 2018-11-15 13,914 $50.50 230,198 No 4 F Direct
Common Stock Disposition 2018-11-16 16,647 $50.50 213,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right (sars) Disposition 2018-11-15 24,000 $0.00 24,000 $12.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-01-27 2020-01-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,854 Indirect 401(k) Plan
Common Stock 800 Indirect By Daughter
Footnotes
  1. Common stock acquired from exercise of Stock Appreciation Rights (SARS).
  2. Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
  3. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  4. The reporting person expressly disclaims beneficial ownership of these securities.
  5. Exercise of Stock Appreciation rights (SARS).