Filing Details
- Accession Number:
- 0001562180-18-004604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-19 16:02:37
- Reporting Period:
- 2018-11-15
- Accepted Time:
- 2018-11-19 16:02:37
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1286361 | E Charles Baker | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Vp,Gen Counsel & Corp Sec | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-15 | 24,000 | $12.61 | 244,112 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-11-15 | 13,914 | $50.50 | 230,198 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-11-16 | 16,647 | $50.50 | 213,551 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right (sars) | Disposition | 2018-11-15 | 24,000 | $0.00 | 24,000 | $12.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-27 | 2020-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,854 | Indirect | 401(k) Plan |
Common Stock | 800 | Indirect | By Daughter |
Footnotes
- Common stock acquired from exercise of Stock Appreciation Rights (SARS).
- Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- The reporting person expressly disclaims beneficial ownership of these securities.
- Exercise of Stock Appreciation rights (SARS).