Filing Details
- Accession Number:
- 0001127602-18-033708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-19 15:19:15
- Reporting Period:
- 2018-11-16
- Accepted Time:
- 2018-11-19 15:19:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659975 | M Jennifer Payne | 1010 Grand Blvd. Kansas City MO 64106 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-16 | 700 | $40.93 | 9,338 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-16 | 362 | $41.37 | 9,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-16 | 539 | $64.99 | 9,161 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-16 | 700 | $0.00 | 700 | $40.93 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-16 | 362 | $0.00 | 362 | $41.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-10-17 | 2018-11-17 | No | 4 | M | Direct |
| 0 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 537 | Indirect | By 401k |
| Common Stock | 216 | Indirect | By ESOP |
Footnotes
- Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan
- Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
Billionaire Hedge Funds
