Filing Details

Accession Number:
0001209191-18-059060
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-16 18:48:13
Reporting Period:
2018-11-15
Accepted Time:
2018-11-16 18:48:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095996 William Lyon Homes WLH Operative Builders (1531) 330864902
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575309 R Matthew Zaist C/O William Lyon Homes
4695 Macarthur Court, 8Th Floor
Newport Beach CA 92660
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-11-15 5,000 $11.46 101,026 No 4 P Indirect BY LLC
Class A Common Stock Acquisiton 2018-11-16 3,000 $11.83 104,026 No 4 P Indirect BY LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect BY LLC
No 4 P Indirect BY LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 319,912 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.20 to $11.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Represents securities held by a limited liability company of which the Reporting Person is a manager, and in which the Reporting Person's trust holds a controlling interest.
  3. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.54 to $12.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.