Filing Details
- Accession Number:
- 0001209191-18-059025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-16 17:30:47
- Reporting Period:
- 2018-11-14
- Accepted Time:
- 2018-11-16 17:30:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1113706 | A Thomas Gendron | 1081 Woodward Way Fort Collins CO 80524 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Acquisiton | 2018-11-14 | 1,000 | $23.18 | 227,390 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2018-11-14 | 1,000 | $81.24 | 226,390 | No | 4 | S | Direct | |
| Woodward, Inc. Common Stock | Acquisiton | 2018-11-15 | 1,000 | $23.18 | 227,390 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2018-11-15 | 1,000 | $80.00 | 226,390 | No | 4 | S | Direct | |
| Woodward, Inc. Common Stock | Acquisiton | 2018-11-16 | 1,000 | $23.18 | 227,390 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2018-11-16 | 1,000 | $80.91 | 226,390 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-11-14 | 1,000 | $0.00 | 1,000 | $23.18 |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-11-15 | 1,000 | $0.00 | 1,000 | $23.18 |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-11-16 | 1,000 | $0.00 | 1,000 | $23.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 122,000 | 2010-10-01 | 2019-09-30 | No | 4 | M | Direct |
| 121,000 | 2010-10-01 | 2019-09-30 | No | 4 | M | Direct |
| 120,000 | 2010-10-01 | 2019-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Woodward, Inc. Common Stock | 20,128 | Indirect | Held in the Woodward Retirement Savings Plan |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2018.
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $80.75 to $81.48 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $80.53 to $81.215 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of November 9, 2018.
- Options, which expire September 30, 2019, became exercisable as to 25% of the shares on October 1, 2010 and each one-year anniversary thereafter.
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