Filing Details
- Accession Number:
- 0001077183-18-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-16 17:18:12
- Reporting Period:
- 2018-11-14
- Accepted Time:
- 2018-11-16 17:18:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077183 | Neogenomics Inc | NEO | Services-Testing Laboratories (8734) | 742897368 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1645512 | A. Lynn Tetrault | 12701 Commonwealth Drive Suite 9 Fort Myers FL 33913 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-15 | 10,000 | $6.66 | 47,346 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 5,555 | $9.11 | 52,901 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 3,333 | $7.27 | 56,234 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-14 | 5,000 | $16.16 | 51,234 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-15 | 10,000 | $0.00 | 10,000 | $6.66 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-15 | 5,555 | $0.00 | 5,555 | $9.11 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-15 | 3,333 | $0.00 | 3,333 | $7.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-07-15 | 2020-07-15 | No | 4 | M | Direct |
| 2,778 | 2017-07-28 | 2021-07-28 | No | 4 | M | Direct |
| 6,667 | 2018-05-25 | 2022-05-25 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $11.60 | 2019-06-01 | 2023-06-01 | 3,017 | 3,017 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-06-01 | 3,017 | 3,017 | Direct |
Footnotes
- On July 15, 2015, Lynn Tetrault was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
- On July 28, 2016, Lynn Tetrault was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- On May 25, 2017, Lynn Tetrault was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
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